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Investor Protection

Supporting Operations

Investment Advisors are attracted to the firm knowing that their clients will be well served by a solid, well-run operation. Global's Compliance Department is vigilant in its efforts to protect the company's clients and ensure that the industry's rules and regulations are carefully followed. Global's safekeeping facilities for stocks and bonds are top notch. Our client Accounting Department keeps clients informed by issuing daily contracts when a stock or bond is purchased or sold; by monthly statements; and by collecting and distributing interest, dividends, trust distributions, and stock splits.

Investor Protection

Global Securities is a member of the Canadian Investor Protection Fund (CIPF), a trust established in 1969 to protect clients in the event of the insolvency of a member firm. The CIPF provides coverage for a client’s related accounts up to $1,000,000 for losses to securities and cash balances in the event of a member’s insolvency. Additional information regarding the CIPF and its coverage is available upon request.

Recognizing that large accounts have large concerns, Global offers its clients even more insurance. Clients who have accounts with Global can have up to $10 million coverage on their accounts - $9 million more than the standard industry coverage.

Please call us at 1-800-455-5778 or email us at inquiries@globalsec.com for details.

Complaint Procedure

Global Securities will address client complaints fairly and on a timely basis. For procedure details Click here.






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